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Mangalam Placement Pvt Ltd.-Mumbai
Position: Audit Executive
Qualification: Any Graduate
Experience: Fresher
Location: Mumbai (Sion)
About Job:
• Individual is responsible for conducting audits of Authorized Persons (AP) of stockbrokers.
• Meaning of AP: It is an individual...
Anand Rathi Share and Stock Brokers Ltd-Mumbai
Looking for person who can handling Advertisement code of conduct approvals - internal and exchange approvals
Roles and Responsibilities:
To handle advertisement code of conduct regulations for all verticals including
1. SEBI Stock broker...
Kotak Mahindra Bank-Mumbai
like Trade Cash Management solution FX Custody Treasury Liability products The RM has to work with product partners to maximize revenues cross group Focus on Stock Brokers segment Candidate must have experience in handling Stock Broker...
mncjobsindia.com -
Ditto Insurance-Bangalore
financial newsletter boasting a subscriber base of over 500K+ and we are backed by Indias largest stock-broker Zerodha.
Oh, did we mention We won LinkedIns Top Startup award for two consecutive years - 2022 & 2023.
Who&aposs backing us
We are funded...
foundit.in -
Equirus-Ahmadābād
implementing compliances under SEBI (Stockbrokers) Regulations, SEBI (Research Analysts) Regulations, SEBI (Depositories and Participants) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, all other applicable laws & circulars, notification...
Market Creators-Vadodara
responsibilities include:
• Regulatory Compliance & Governance: Ensure compliance with SEBI, stock exchanges, Companies Act, Income Tax Act, and other applicable laws.
• Stockbroker Compliance: Oversee compliance related to brokerage operations, client onboarding...
Equirus-Bhavnagar
SEBI (Stockbrokers) Regulations, SEBI (Research Analysts) Regulations, SEBI (Depositories and Participants) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, all other applicable laws & circulars, notification, rules issued...
Ditto Insurance-Bangalore
a subscriber base of over 500K+ and we are backed by Indias largest stock-broker Zerodha
Who&aposs backing us
We are funded by Zerodha- India&aposs largest stockbroker
What Makes Us Ditto
• Our Mission: We give you the same insurance advice as if we were...
foundit.in -
Equirus-Jūnāgadh
SEBI (Stockbrokers) Regulations, SEBI (Research Analysts) Regulations, SEBI (Depositories and Participants) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, all other applicable laws & circulars, notification, rules issued...
Market Creators-Vadodara
Liaise with regulatory bodies such as SEBI, NSE, BSE, and ROC for filings, approvals, and clarifications.
• Stockbroker Compliance:
• Oversee compliance related to brokerage operations, client onboarding, and reporting obligations...
Equirus-Rājkot
SEBI (Stockbrokers) Regulations, SEBI (Research Analysts) Regulations, SEBI (Depositories and Participants) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, all other applicable laws & circulars, notification, rules issued...
Ditto Insurance-Bangalore
financial newsletter boasting a subscriber base of over 500K+ and we are backed by Indias largest stock-broker Zerodha.
Oh, did we mention We won LinkedIns Top Startup award for two consecutive years - 2022 & 2023.
What&aposs the Founders Office role...
foundit.in -
Equirus-Ahmadābād
SEBI (Stockbrokers) Regulations, SEBI (Research Analysts) Regulations, SEBI (Depositories and Participants) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, all other applicable laws & circulars, notification, rules issued...
Ditto Insurance-Bangalore
financial newsletter boasting a subscriber base of over 500K+ and we are backed by Indias largest stock-broker Zerodha.
Oh, did we mention We won LinkedIns Top Startup award for two consecutive years - 2022 & 2023.
What&aposs the Partnership team at Ditto...
foundit.in -
Equirus-Jamnagar
SEBI (Stockbrokers) Regulations, SEBI (Research Analysts) Regulations, SEBI (Depositories and Participants) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, all other applicable laws & circulars, notification, rules issued...
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