Stock Broker Jobs
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Mangalam Placement Pvt Ltd.-India
Position: Audit Executive
Qualification: Any Graduate
Experience: Fresher
Location: Mumbai (Sion)
About Job:
• Individual is responsible for conducting audits of Authorized Persons (AP) of stockbrokers.
• Meaning of AP: It is an individual...
Unifi Capital Pvt Ltd.-Chennai
network with stockbrokers for cost optimization and risk management.- Enter the trades of the executed orders into the system.- Periodic performance evaluation of empanelled brokers as per the SEBI & Investment Criteria- Collaborate with the team...
Mangalam Placement Pvt Ltd.-Delhi
Position: Audit Executive
Qualification: Any Graduate
Experience: Fresher
Location: Mumbai (Sion)
About Job: Individual is responsible for conducting audits of Authorized Persons (AP) of stockbrokers.
Meaning of AP: It is an individual or entity...
Unifi Capital Pvt Ltd.-Chennai
A strong network with stockbrokers for cost optimization and risk management.
• Enter the trades of the executed orders into the system.
• Periodic performance evaluation of empanelled brokers as per the SEBI & Investment Criteria
• Collaborate...
Unifi Capital Pvt Ltd.-Chennai
A strong network with stockbrokers for cost optimization and risk management.
• Enter the trades of the executed orders into the system.
• Periodic performance evaluation of empanelled brokers as per the SEBI & Investment Criteria
• Collaborate...
Altruist Fostering Services-Mumbai
Audit and Compliance Assurance for SEBI-registered intermediaries, including Stock Brokers, DPs, Investment Advisers, and others
• Conducted annual and semi-annual internal audits for stockbrokers, scrutinizing critical areas like client funds, security...
foundit.in -
HDFC Securities Ltd-Mumbai
stockbroking company and a subsidiary of HDFC Bank, one of the world's largest financial services conglomerates. With a strong emphasis on technology and innovation, HDFC Securities offers a diverse range of investment and trading services to retail...
Same Page-Sūrat
as a stock broker with SEBI It is a member of BSE and NSE and offers equity and derivatives trading through NSE and BSE It holds PMS license from SEBI and offers portfolio management services ABML is also registered as a Depository Participant with National...
mncjobsindia.com -
HDFC Securities Ltd-Mumbai
About us :HDFC Securities is a premier stockbroking company and a subsidiary of HDFC Bank, one of the world's largest financial services conglomerates. With a strong focus on technology and innovation, HDFC Securities offers a wide range...
idfc first bank-Trichy
in interest rates exchange rates and various product offerings Generates new sales leads for TASC customers through referrals from existing clients brokers and stockbrokers Involved in increasing customer engagement through cross-selling investment...
mncjobsindia.com -
6 similar jobs: Chennai, Thoothukkudi, Madurai, Tirunelveli, Coimbatore...
Michael Page-Gurgaon
in financial management within the broking industry, with at least 5 years in a senior leadership role.
• Comprehensive knowledge of SEBI regulations, NSE/BSE operations, and compliance requirements specific to stockbroking firms.
• Proven experience...
michaelpage.co.in -
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