Regulatory Compliance Jobs in Mumbai
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Search Results - Regulatory Compliance Jobs in Mumbai
Nuvama Group-Mumbai
compliance issues.
• Recommend corrective measures to mitigate compliance risks.
• Act as the primary point of contact for NRI/SEBI, regulatory audits and inspections.
Qualifications:
Bachelor’s degree in finance, Law, or a related field (master’s degree...
HDFC securities-Mumbai
Job Title: Regulatory Compliance Specialist
Role / Grade: Assistant Manager/ Deputy Manager
Location: Mumbai
Company Description: HDFC Securities is a leading stockbroking company and a subsidiary of HDFC Bank, one of the world’s largest...
Career Stone Consultant-Mumbai
preventive instructions. Staff accountability shall be examined for major Compliance failures.
Ensure compliance of regulatory/ supervisory directions given by RBI in both letter and spirit in a time- bound and sustainable manner. RBI will continue to expect...
Elchemy-Mumbai
Technical Data Sheets (TDSs) and Safety Data Sheets (SDSs) manually to meet regulatory standards.Maintain up-to-date export documentation, licensing, and customs paperwork.Handle trademark registrations, brand names, and labeling compliance across different...
Procter & Gamble-Mumbai
As a Regulatory Affairs Manager, you will be responsible for developing and executing regulatory strategy for assigned projects, ensuring compliance with applicable regulations for registered products and sites, providing an independent regulatory...
Nuvama Group-Mumbai
Job Summary:
The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance...
Seven N Half-Mumbai
Position: Head Compliance – Insurance & Banking Services (Director) Preferred Location: Mumbai Reporting To: Chief Risk and Compliance Officer Role Overview: The Regulatory Compliance Manager will be responsible for ensuring end-to-end regulatory...
Code Orion-Mumbai
We are looking for an experienced Compliance Manager to join our team, with a focus on the gaming industry. In this role, you will ensure our slot games and platform meet all regulatory standards and licensing requirements. You will work closely...
Nuvama Group-Mumbai
and regulations.2. Risk Management:Identify, assess, and mitigate compliance risks associated with our business activities.3. Regulatory Reporting: Prepare and submit regulatory reports to SEBI, RBI, exchanges, and other regulatory authorities.4. Client Onboarding...
DBS Bank-Mumbai
reporting.
• Collaborate with business units, providing timely and accurate insights on new regulations and their impact, and supporting new product launches from a regulatory and accounting perspective. .
• Enhance the bank's compliance culture through...
Apollo Finvest-Mumbai
to all applicable regulatory guidelines, including those issued by RBI for NBFCs.
• Implement and monitor an effective compliance framework to manage regulatory risks.
• Handle submissions to regulators such as SEBI, RBI, RoC, and stock exchanges...
EISEN CONSULTANCIES LIMITED-Mumbai
Compliance Officer will be responsible for ensuring that the Alternative Investment Fund (AIF) operations comply with all applicable regulatory requirements, including the SEBI (Alternative Investment Funds) Regulations, 2012, IFSCA, and other laws governing...
Nextyn-Mumbai
and procedures.
• Update and maintain compliance documentation to reflect current best practices and regulatory changes.
3. Training and Support:
• Provide training and support to internal teams and external experts on compliance requirements.
• Conduct...
Castellan Real Estate Partners-Mumbai
candidate has a strong background in financial regulations or governmental compliance and exceptional attention to detail.
Key Responsibilities:
Regulatory Compliance & Monitoring
• Oversee and maintain compliance with Federal LIHTC guidelines, California...
Castellan Real Estate Partners-Mumbai
service coverage ratios (DSCR), net operating income (NOI), occupancy trends, and other key compliance metrics.
• Respond to lender and investor inquiries regarding property performance, compliance status, and regulatory filings.
Federal & State...
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