Chief Compliance Officer- NBFC

apartmentMichael Page placeMumbai calendar_month 
Job Description
  • Opportunity to lead compliance function
  • Opportunity to work with highly experienced and exceptional leadership team
Job Description
  • Develop and implement company policies and regulations.
  • Oversee all business operations relating to compliance including policies, investments, and procedures.
  • Review and evaluate company procedures and reports to identify hidden risks or non-conformity issues.
  • Ensure the company's compliance with laws, regulations, and internal policies.
  • Regularly assess the efficiency of control systems and recommend effective improvements.
  • Manage and direct compliance teams to achieve business goals.
  • Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations.
  • Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.

The Successful Applicant

A successful Chief Compliance Officer should have:

  • A degree in Law, Business Administration or related field.
  • Proven experience of 10 to 15 years in compliance with a NBFC set up.
  • Strong knowledge of industry processes and regulations.
  • Outstanding communication and interpersonal abilities.
  • An analytical mindset with excellent organizational skills.
What's on Offer
  • A positive and professional work environment.
  • Unique opportunities for career/knowledge development
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