APRA & ASIC Compliance Officer

apartmentNXT GIG placeMumbai calendar_month 
NXT GIG is looking for a meticulous and knowledgeable APRA & ASIC Compliance Officer to join our compliance team. In this crucial role, you will be responsible for ensuring that our organization adheres to the regulatory requirements set forth by the Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC).
You will conduct compliance audits, develop internal policies, and engage with various teams to foster a culture of compliance throughout the organization. The ideal candidate will have a deep understanding of financial regulations, excellent analytical skills, and the ability to communicate effectively with stakeholders at all levels.

If you are passionate about compliance and want to contribute to the integrity and accountability of our organization, we invite you to apply!

Responsibilities
  • Monitor and assess compliance with APRA and ASIC regulations and reporting requirements.
  • Conduct compliance audits and reviews to identify potential areas of risk within the organization.
  • Develop, implement, and maintain internal compliance policies and procedures.
  • Provide compliance training and support to employees regarding regulatory requirements.
  • Prepare regular compliance reports for senior management and relevant stakeholders.
  • Collaborate with legal and risk management teams to ensure comprehensive compliance practices.
  • Stay updated on changes in regulatory frameworks and industry standards.
Requirements
  • Bachelor's degree in Law, Finance, Risk Management, or a related field.
  • Proven experience as a compliance officer or in a similar role focusing on APRA and ASIC regulations.
  • Strong knowledge of financial services regulations and compliance standards.
  • Excellent analytical and problem-solving skills with attention to detail.
  • Strong communication skills with the ability to influence and inform stakeholders effectively.
  • Ability to work independently and collaboratively within a team environment.
  • Relevant certifications in compliance, risk management, or a related field are a plus.
business_centerHigh salary

Chief Compliance Officer- NBFC

apartmentMichael PageplaceMumbai
and regulations.  •  Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control. The Successful Applicant A successful Chief Compliance Officer should have:  •  A degree in Law, Business...
apartmentShriram Insight Share Brokers LtdplaceMumbai
We are looking for safety engineer/officer - building construction, we are looking for experienced candidate, in same field candidates will prefer for this post. Candidates must be 40-50 years of age with minimum 3 years of experience.Job OverviewWe...
apartmentMichael PageplaceMumbai
Applicant A successful Chief Compliance Officer should have:  •  A degree in Law, Business Administration or related field.  •  Proven experience of 10 to 15 years in compliance with a NBFC set up.  •  Strong knowledge of industry processes and regulations...