Company Secretary Compliance Head (Brooking)
Job Description
Job description
Compliance Manager for Broking House/Stock Exchange/ Capital Market/ Share Market/Mutual Fund/ Equity Market
Job description
Experience : 8-12 years of experience (post qualification Experience)Age : Below 40
Salary : As per market standards
Educational Qualification : Qualified Company Secretary (Additional Law Degree would be given preference)
Job Description :
o Handling the corporate secretarial and related matters and managing all day to day secretarial functions and record keeping for the company
o Handling all company secretarial compliances under the Companies Act, 2013.
o Compliances with the provisions of the RBI- NBFC regulations and related submissions
o Handling legal/documentation during fund raising/borrowing and related documentation including term sheets, shareholders agreements, etc
o Assistance in loan document drafting, pre and post disbursement compliances of the loan portfolio
Head Compliance and Operations Department
Job Purpose: We are looking for a Senior Compliance Officer/Manager to ensure that our operations and business transactions follow all relevant legal and internal rules. He will also review employee's work and provide advice on compliance.
Responsibilities:
Selected Head's day-to-day responsibilities include:
Develop and implement an effective legal compliance program
Create sound internal controls and monitor adherence to them
Draft and revise company policies
Executing audit plans, audit program, and reports
Proactively audit processes, practices and documents to identify weaknesses
Evaluate business activities (e.g. investments) to assess compliance risk
Address employee concerns or questions on legal compliance
Educate and train employees on regulations and industry practices
Address employee concerns or questions on legal compliance
Keep abreast of internal standards and business goals
Attending new client meetings & preparation of proposals
Requisite Skills:
Proven experience as a Compliance Officer
Experience in risk management
Excellent communication skills in English and Hindi both.
Integrity and professional ethics
Team management skills
Education:-
Required Age:- 35-45yr
Education: CS/LLB/MBAJob Type: Full-time
Salary: 100,0000.00 - 1,800,000.00 per year
Speak with the employer
+91 9300961899