Compliance Jobs in Mumbai
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Search Results - Compliance Jobs in Mumbai
FINVASIA-Mumbai
Job Description: Vice President : Compliance (Stock Broking)
Position: Vice President
Experience: 20+ years in Compliance (Stock Broking)
Location: Mumbai or Mohali (Punjab)
Role Overview:
The Vice President of Compliance will lead...
Getinge-Mumbai
Job Overview: Legal, Compliance and Governance, is a newly established department in Getinge, and is comprised of the following functions: Ethics & Compliance, Litigation & IPR, Corporate Legal, Regulatory Counsel, Digitalization and Privacy Counsel...
Nextyn-Mumbai
Overview:
Nextyn is seeking a meticulous and proactive Compliance Associate to join our team in Mumbai. The ideal candidate will have 1-2 years of experience in compliance within the expert network industry. This role is crucial in ensuring...
Seclore-Mumbai
prevent data theft and achieve compliance. Permissions and access to digital assets can be granularly assigned and revoked, or dynamically set at the enterprise-level, including when shared with external parties. Asset discovery and automated policy...
Nuvama Group-Mumbai
Job description
Nuvama is hiring for a Compliance Specialist with 5-8 years of relevant compliance experience in capital markets or institutional equities.
Roles and Responsibilities:
• Regulatory Compliance:
• Ensure adherence to SEBI...
Nuvama Group-Mumbai
required Implementation of grievance related circulars Compliance Audits & Inspections:Assist in preparing for and facilitating internal and external audits and regulatory inspections (SEBI, NSE, BSE, MCX, NCDEX).Monitoring and conducting of Branch/AP...
Capgemini-Mumbai
To manage various IAM, PAM & IGA related GxP fulfillments in the Project. Regulatory Compliance Management: Ensure compliance with GxP standards (Good Manufacturing Practice, Good Clinical Practice, Good Laboratory Practice) across relevant...
GetWork-Mumbai
Job Description:
• Implementation of circulars issued by SEBI, Exchanges & DPs
• Responding to queries of operations and business team
• Compliance review of various products
• Representation to regulators on various issues and
• Managing...
Castellan Real Estate Partners-Mumbai
Job Title: Compliance Manager (Low-Income Housing Tax Credits - California Properties) Location: Remote (India) Work hours: Eastern Standard Time Zone Reports To: Director of Compliance (US-Based) Employment Type: Full-Time About Us: We...
Career Stone Consultant-Mumbai
SEBI reporting for AIFs (alternative investment funds) and VCFs (venture capital funds)
B. All applicable compliances under AIF Regulations and PPM of AIFs/VCFs
C. SEBI compliances for Portfolio Management Services (PMS)
D. RBI Compliances...
PamTen Inc-Mumbai
QUALIFICATION REQUIREMENTS: 5-8 years of risk and compliance experience performing any of the following assessments: ISO 27001, PCI-DSS, SOX, GDPR, or HIPAA. Experience in managing policy exceptions, including working directly with the teams...
Ambit Private Limited-Mumbai
Compliance Program to commensurate with the Business strategies of the Organization through the below activities:
• Review and disseminate all applicable regulatory guidelines, with clear analyses of impacts, actions to be taken and timelines to the relevant...
Taggd-Mumbai
Execution of tactics to curb risk and minimize fallout
Periodic auditing, training and execution of contracts & compliance with concerned stakeholders
Evaluation & monitoring of contract terms & conditions on periodic basis in order to ensure non-breaching...
Astellas Pharma-Mumbai
Responsibilities and Accountabilities:
The Ethics & Compliance (“E & C”) Affiliate Business Partner will serve as the senior compliance officer for the affiliate and provide or oversee the provision of Compliance support related to protecting and advancing...
Nuvama Group-Mumbai
required
Implementation of grievance related circulars
Compliance Audits & Inspections:
Assist in preparing for and facilitating internal and external audits and regulatory inspections (SEBI, NSE, BSE, MCX, NCDEX).
Monitoring and conducting of Branch/AP...
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